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I. INTRODUCTION
Mendez Trucking, Inc., Manuel Mendez, and Maria Mendez (plaintiffs) purport to appeal for a second time from a dismissal order in favor of California Compensation Insurance Company, Barney & Barney, LLC, and Glenn Holter (defendants). Plaintiffs also appeal or purport to do so from the denial of post-dismissal motions and a notice of entry of judgment. We dismiss the appeals from: the order of dismissal; the notice of entry of judgment, and the order denying plaintiffs' reconsideration motion. We direct the trial court, on remand, to set aside its determination to deny plaintiffs' motion to vacate the dismissal and enter a new order declining to rule on that request as beyond its jurisdiction. II. BACKGROUND
By a signed, written order dated and filed on July 24,1998, the trial court dismissed plaintiffs' second amended complaint after sustaining defendants' demurers without leave to amend (the dismissal order). The order provided for unspecified costs to the defendants. On August 14, 1998, plaintiffs filed a reconsideration motion. The August 14, 1998, motion sought reconsideration of the July 24, 1998, order sustaining the demurrers to the second amended complaint without leave to amend. On September 3, 1998, plaintiffs filed a motion to vacate the July 24, 1998, order sustaining the demurrer without leave to amend. On September 21, 1998, prior to rulings on the two pending motions for reconsideration and to vacate, plaintiffs filed a notice of appeal "from the judgment entered... on July 24, 1998,...." On September 24, 1998, after the filing of the notice of appeal, the trial court entered a minute order denying the August 14,1998, and September 3,1998, motions for reconsideration and to vacate. The trial court found that the August 14,1998, reconsideration motion was untimely. (Code Civ. Proc.,1 § 1008.) Further, on September 24, 1998, the trial court denied the September 3, 1998, motion to vacate as moot. In connection with the appeal which had commenced on September 21, 1998, plaintiffs failed to timely designate a record. As a result, the first appeal was dismissed on December 15,1998, pursuant to California Rules of Court,2 rule 10(c). Plaintiffs filed no response or objection to this court's rule 10(c) notice giving them 15 days to cure their default The remittitur issued on February 18, 1998. No voluntary dismissal or abandonment of the first appeal ever occurred. No abandonment pursuant to rule 19(a) was ever filed. On September 24, 1998, p1aintiffs filed a notice
of appeal "from the Order of Superior Court marked 'Filed' on July 24,
1998[,] sustaining without leave to amend the demurers to plaintiffs'
Second Amended Complaint....; the Notice of Entry of Judgment served
on plaintiffs' counsel on July 31, 1998[,] and the court's denial of
plaintiffs' Motion for Reconsideration and Motion to Vacate Judgment
of September 24, 1998." The September 24, 1998, notice of appeal is
the second one filed in the present litigation. It is the one that has
given rise to the present appeal.
III. DISCUSSION
A. No Appeal Lies from the July 24, 1998, Order
Sustaining the Demurrers Without Leave to Amend
No appeal lies from what p1aintiffs described
as 'the Order of Superior Court... sustaining without leave to amend
the demurrers to plaintiffs' Second Amended Complaint...." (I.J.
Weinrot and Son, Inc. v. Jackson (1985) 40 Cal.3d
327,331; Youngblood v. Board of Supervisors (1978) 22 Cal.3d
644,651; Wood v. Elling Corp. (1977) 20 Cal.3d 353, 357, fn.
1; Vesely v. Sager (1971) 5 Cal.3d 153, 158, fn. 2; Daar
v. Yellow Cab Co. (1967) 67 Cal.2d 695,699; Beazell
v. Schraaer (1963) 59 Cal.2d 577, 579; Lavine v.
Jessup (1957) 48 Cal.2d61 1, 614; Berri v. Superior
Court (1955) 43 Cal.2d 856, 858, fn.) However, we construe plaintiff's
present appeal as an appeal from the order of dismissal. (Vibert
v. Berger (1966)64 Cal.2d 65, 67-68.)
B. Plaintiffs' First Appeal from the Order
of Dismissal Having Been Dismissed, They Cannot Secure Appellate Review
a Second Time
The order of dismissal entered in the trial
court on July 24, 1998, was an appealable order. (§ 904.1, subd. (a); I.J. Weinrot and Son, Inc. v. Jackson, supra, 40 Cal.3d
at p.331; Lavine v. Jessup, supra, 48 Cal.2d at p.614;
Berri v. Superior Court, supra, 43 Cal.2d at p.860;
Desai v. Farmers Ins. Exchange (1996) 47 Cal.App.4th
1110, 1115.) The order of dismissal was appealable as a "judgment" because
it was written, signed by the trial court judge, and filed
in the action. (§ 581d;3 Vernon
v. Great Western Bavik (1996)51 Cal.App.4th
1007, 1011, fn. 2; Chauncey v. Niems
(1986)182 Cal.App.3d 967,971; Eisenberg et al., Cal. Practice Guide:
Civil Appeals & Writs (Rutter 1998)12:136 rev. #1, 1997, p. 2-60.)
The rule 10(c) involuntary dismissal of plaintiffs' first appeal from
the July 24,1998, dismissal order operated as an affirmance of that
judicial determination. (In re Jasmon 0. (1994)8 Cal.4th 398,413;
County of Fresno v. Shelton (1998)66 Cal.App.4th 996,
1005; Conservatorship of Oliver (1961)192 Cal.App.2d 832,836-837;
Eisenberg et al., Cal. Practice Guide: Civil Appeals & Writs, supra,
15:48 rev. #1, 1998, p.5-15; 9 Witkin, Cal. Procedure
(4th ed. 1997) Appeal, § 655, pp.690-691.) Therefore, plaintiffs'
present appeal from the July 24, 1998, dismissal order is ineffectual.
(§ 913; Conservatorship of Oliver, supra, 192 Cal.App.2d at
pp.836-837; Eisenberg et al., Cal. Practice Guide: Civil Appeals & Writs, supra, ¶ 5:48 rev. #1, 1998, p.5-15; 9 Witkin,
Cal. Procedure, supra, Appeal, § 655, p.690.) As expressly
stated in section 913, "The dismissal of an appeal shall be with prejudice
to the right to file another appeal within the time permitted, unless
the dismissal is expressly made without prejudice to another appeal." This court's dismissal of plaintiffs' first appeal was not expressly
made without prejudice to another appeal. Therefore, plaintiffs cannot
now appeal from the trial court's order of dismissal. The present appeal
from the order of dismissal must be dismissed. (§ 913; Conservatorship
of Oliver, supra, 192 Cal.App.2d at pp. 836-837.)
Plaintiffs contend they voluntarily abandoned
the September 21,1998, appeal in that they substantially complied with
rule 19(a). Rule 19(a) provides in relevant part:
"At any time before the filing of the record
in the reviewing court, the appellant may file in the office of the
clerk of the superior court a written abandonment of the appeal; or
the parties may file in that office a stipulation for abandonment. The
filing of either document shall operate to dismiss the appeal and to
restore the jurisdiction of the superior court." Plaintiffs never filed
a written abandonment of the September 21,1998, appeal in the superior
court. At the hearing in the trial court on September 24,1998, plaintiffs'
counsel did state on the record " . . . that we'll withdraw the notice
of appeal and refile it."4 However, plaintiffs
have not cited, nor have we found, any legal authority for the proposition
that anything short of filing a written abandonment in the office of
the clerk of the superior court suffices as substantial compliance with
rule 19(a). Therefore, we conclude no substantial compliance doctrine
will excuse the failure to file a written abandonment of the appeal
as required by rule 19(a). Further, the parties could not reinvest the
trial court with jurisdiction by their consent. (Lerner v.
Superior Court (1952)38 Cal.2d 676,680; Takahashi v.
Fish and Game Corn. (1947) 30 Cal.2d 719, 725-726, revd. on
other grounds (1948)334 U.S. 410; Klnard v. Jordan (1917)175
Cal.13, 15-16; In re Shafier-Wasco Irr. Dist (1942)55 Cal.App.2d
484,486.) Therefore, the September 21,1998, appeal remained pending
and jurisdiction was vested in this court until the remittitur was issued
on February 18, 1998.
Alternatively, plaintiffs argue their September
24, 1998, notice of appeal amended, superseded, and nullified their
September 21, 1998, notice of appeal; therefore, they assert the rule
10(c) dismissal of the September 21, 1998, appeal was "of no legal force
or consequence...." They further assert that "[t]he law is well settled
that a subsequent, amended notice of appeal supersedes the earlier one." Their sole citation to legal authority is to Dow v. Superior
Court (1956)140 Cal.App.2d 399,403. Moreover, they miscite Dow.
The Dow court held "[T]he filing of [an amended notice
of appeal] within the time limited for the filing of an original notice
of appeal might serve as a basis for viewing the modifications as permissible
amendments of this scope of the appeal as originally noticed." (Ibid.)
While the September 24, 1993, notice of appeal, if designated an
amendment to the September 21,1998, document, might have served to broaden
the scope of the proceedings, it would not have rendered the first appeal
a nullity. Only a voluntary abandonment pursuant to rule 19(a) could
have had that effect. (Rule 199a); In re Marriage of Dade (1991) 230
Cal.App.3d 621,625; Whitehead v. Dickey (1965) 232
Cal.App.2d 740, 740-741.)
C. Plaintiffs Cannot Appeal from a Notice of
Entry of Judgment
There is no authority for an appeal from "the
Notice of Entry of Judgment served on plaintiffs' counsel on July 31,
1998[.] (§904.1, subd. (a); Shpiller v. Harry C's
Redlands (1993) 13 Cal.App.4th 1177, 1178-1179.) Therefore,
the purported appeal from the notice of entry of judgment will be dismissed.
(§904.1; Shpiller v. Harry C's Redlands, supra,
13 Cal.App.4th at p.1180.)
D. Plaintiffs Have Not Raised Any Issue on Appeal as to the Order Denying their Statutory Motion to Vacate the Order of Dismissal There is established authority for the proposition
that an order denying a statutory motion to vacate a judgment
or order is appealable. (E.g., Hollister Convalescent Hosp., Inc.
v. Rico (1975)15 Cal.3d 660, 663-664 [§ 663]; Sokol v. King (1949) 34 Cal.2d 292, 296-297 (denial of a section
663 motion appealable as a special order after final judgment pursuant
to former section 963]; Winslow V. Harold G. Ferguson Corp. (1944)25
Cal.2d 274,282 [motion to vacate under § 473 appealable as a special
order made after final judgment pursuant to former section 963]; Generale
Bank Nederland v. Eyes of the Beholder Ltd (1998)
61 Cal.App.4th 1384, 1394 [§ 473]; Garcia v. Hejmadi (1997)
58 Cal.App.4th 674,680 [§ 473]; Howard v. Lufkin (1988) 206
Cal.App.3d 297,300-303 [§ 663]; City of Long Beach v. Crocker
National Bank (1986) 179 Cal.App.3d 1114, 1118 & fn. 6 (§ 663]; Cochran v. Linn (1984) 159 Cal.App.3d 245,249 [1473];
Reisman v. Shahverdian (1984) 153 Cal.App.3d 1074,
1087, fn. 3 [§ 473]; Martin v. Johnson (1979) 88 Cal.App.3d
595,603-604 (§ 473]; but see Clemmer v. Hartford Insurance
Co. (1978) 22 Cal.3d 865,871,890 [holding, without discussion or
citation to authority, that an appeal from an order denying a motion
to set aside and vacate a judgment was nonappealable]; 9 Witkin, Cal.
Procedure, supra, Appeal, §151, p. 216.) However, plaintiffs
have not raised any issue on appeal as to the trial court's denial of
their motion under section 473 to vacate the order of dismissal. Therefore,
any issue that could have been raised has been waived. (Tiernan
v. Trustees of Cal State University & Colleges (1982)
33 Cal.3d 211,216, fn. 4; Building etc. Assn. v. Richardson
(1936) 6 Cal.2d 90, 102.) In addition, as discussed below, the
order denying plaintiffs' motion to vacate the dismissal is void on
its face. No purpose would be served by considering the merits of a
void order on appeal.
E. No Appeal Lies from the September 24, 1998,
Order Denying Plaintiffs' Reconsideration Motion
Plaintiffs purport to appeal from the September
24,1998, order denying their reconsideration motion. The reconsideration
request was directed at an order sustaining a demurrer without leave
to amend. An order sustaining a demurrer without leave to amend is not
appealable. (I.J. Weinrot & Sons, Inc. v. Jackson,
supra, 40 Cal.3d at p.331; Jackson v. Teachers Ins.
Co. (1973) 30 Cal.App.3d 341,343.) When reconsideration is denied
under these circumstances, that order is not appealable and the California
Supreme Court has squarely so held. (I.J. Weinrot & Sons, Inc.
v. Jackson, supra, 40 Cal.3d at p.331 ["If the original
ruling is not final and appealable in its own right, then it is not
a judgment and an order denying reconsideration cannot be appealable.
"[A]n appeal may not be taken from a nonappealable order by the device
of moving to vacate the order and appealing from a ruling denying the
motion." (Litvinuk v. Litvinuk (1945) 27 Cal.2d 38,43-44
[].)' [Citation.]"].) Hence, the determination to deny reconsideration
of the order sustaining the demurrer without leave to amend is not appealable
given the holding of I.J. Weinrot & Sons, Inc. In
addition, as discussed below, even if the order were appealable, it
is void on its face, and no purpose would be served by considering the
merits of a void order on appeal.
F. The Orders Denying Plaintiffs' Motions to Reconsider and to Vacate the Dismissal are Void Defendant, Barney & Barney, LLC, contends
the trial court had no jurisdiction to rule on plaintiffs' motions for
reconsideration and to vacate the dismissal order. This is because an
appeal from the order of dismissal was pending at the time of those
rulings. We agree. Subject to exceptions not applicable here,5
the perfecting of an appeal stays proceedings in the trial court on
the judgment or order from which the appeal is taken. (1916, subd. (a).)
The filing of a notice of appeal deprives the trial court of jurisdiction.
The filing of a notice of appeal vests jurisdiction in the appellate
court until issuance of the remittitur. (People v. Johnson
(1992) 3 Cal.4th 1183, 1257; California State Auto. Assn. Inter-Ins.
Bureau v. Jackson (1973) 9 Cal.3d 859,862, fn. 3; Laidlaw
Waste Systems, Inc. v. Bay Cities Services, Inc. (1996)
43 Cal.App.4th 630, 641; Andrisani v. Saugus Colony Limited
(1992)8 Cal.App.4th 517,523; 9 Witkin, Cal. Procedure, supra,
Appeal, § 21, pp.82-83.) As the Supreme Court has explained, "Thus, during the pendency of an appeal, the trial court loses jurisdiction
to do anything in connection with the cause that may affect the judgment...."
(People V. Johnson, supra, 3 Cal.4th at p.1257.) A
duly perfected appeal divests the trial court of jurisdiction to vacate
or amend
a judgment valid on its face. (Laidlaw Waste
Systems, Inc. v. Bay Cities Services, Inc., supra, 43 Cal.App.4th
at p.641.) An order or judgment entered in the absence of jurisdiction
due to a pending appeal is void. (California State Auto. Assn.Inter-Ins.
Bureau V. Jackson, supra, 9 Cal.3d at p.862, fn. 3; Dallman
v. Dallman (1958) 164 Cal.App.2d 815, 817-818.)
In the present case, the first appeal from
the July 24, 1998, dismissal order was commenced on September 21, 1998,
and dismissed on December 15, 1998. The remittitur was issued on February
18, 1999. The trial court purported to rule on plaintiffs' motions for
reconsideration and to vacate the dismissal on September 24, 1998, while
the first appeal was pending. The orders denying those motions, entered
while the trial court was without jurisdiction to act because of the
pending appeal, are void on their face. (Sacks v. Superior
Court (1948) 31 Cal.2d 537, 540; California State Auto. Assn.
Inter- Ins. Bureau v. Jackson, supra, 9 Cal.3d at p.862,
fn. 3; Andrisani v. Saugus Colony Limited, supra, 8
Cal.App.4th at p.523; Dallman v. Dallman, supra, 164
Cal.App.2d at pp.817-818; cf. Carlson v. Eassa (1997)
54 Cal.App.4th 684,696; Ruiz v. Ruiz (1980) 104 Cal.App.3d
374, 379.) Further, for us to rule on the merits of the trial court's
order denying plaintiffs' motion to vacate the dismissal (an appealable
order, as discussed above) would impart no validity to it. (Pioneer
Land Co. v. Maddux (1895) 109 Cal. 633, 642; Hager
v. Hager (1962)199 Cal.App.2d 259,261; Adohr Milk
Farms, Inc. V. Love (1967) 255 Cal.App.2d 366, 371.) As
the Supreme Court stated in Pioneer Land Co., "[T]he affirmance
by an appellate court of a void judgment imparts to it no validity...."
(Pioneer Land Co. v. Maddux, supra, 109 Cal. at p.642.)
As the Court of Appeal held in Adohr Milk Farm:, Inc. v. Love,
supra, 255 Cal.App.2d at page 371, "That a void order
is appealable does not permit us to consider the appeal on its merits
and to affirm [or reverse] the order if we were so disposed, because
our affirmance [or reversal] would impart no validity and would be similarly
void." No purpose would be served by considering the merits of a void
order on appeal.
Ordinarily, we would affirm the order denying
plaintiffs' motion to vacate the dismissal, an appealable order as to
which plaintiffs raised no issue on appeal. However, as discussed above,
that order is void on its face. Several decisions discuss whether the
proper procedure is to affirm a void order or judgment or dismiss the
appeal. (Adohr Milk Farm:, Inc. v. Love, supra, 255 Cal.App.2d at pp.371-372; Avery v. Associated Seed
Growers, Inc. (1963)211 Cal.App.2d 613,630; Estate of Hewitt
(1958)160 Cal.App.2d 584, 587-588; Petroleum Midway Co. v.
Zahn (1944) 62 Cal.App.2d 645,652.) As noted
above, in neither case would this court's ruling impart any validity
to the appealable but void order. Therefore, we direct the trial court,
on remand, to vacate its order denying plaintiffs' motion to vacate
the dismissal. The trial court is then to enter a new order declining
to rule on the motion as beyond its jurisdiction. In addition, on remand,
either party may, of course, bring a motion on similar grounds asking
the trial judge to vacate its order denying plaintiffs' reconsideration
motion and make a new determination declining to rule on that request
as beyond the jurisdiction of the court. Alternatively, the trial court
may take such action on its own motion.
IV. DISPOSITION
The appeal from the order of dismissal is dismissed.
The appeal from the notice of entry of judgment is dismissed. The appeal
from the order denying plaintiffs' reconsideration motion is dismissed.
On remand, the trial court is directed to vacate its order denying plaintiffs'
motion to vacate the dismissal and enter a new order declining to rule
on the motion as beyond the jurisdiction of the court. Defendants, California
Compensation Insurance Company, Barney & Barney, LLC, and Glen Holter,
are to recover their costs on appeal, jointly and severally, from plaintiffs,
Mendez Trucking, Inc., Manual Mendez, and Maria Mendez.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS TURNER, P.J. We concur: ARMSJRONG, J. GODOY PEREZ, J. _____________________ 1 All further statutory references are to the
Code of Civil Procedure unless otherwise noted.
2 All further references to a rule are to the California Rules of Court. 3 Section 581d states: "A written dismissal
of an action shall be entered in the clerk's register and is effective
for all purposes when so entered. [¶] All dismissals ordered by the
court shall be in the form of a written order signed by the court and
filed in the action and those orders when so filed shall constitute
judgments and be effective for all purposes, and the clerk shall enter
those judgments in the register of actions in the case."
4 At the September 24,1998, hearing in the trial
court, counsel for defendant Barney & Barney objected that the court
was without jurisdiction to rule on p1aintiffs' motions because a notice
of appeal had been filed. The court responded: "Okay. I wou1d agree
with you as far as an appeal being filed, either it was filed too soon;
it was filed prematurely. You need to withdraw it, or - I cannot make
a ruling on a motion for reconsideration. I would decline to hear it.
If indeed you do have a notice of appeal pending, then go do your appeal.
That's your recourse.1" Plaintiffs' counsel responded:
"Your Honor, just for the record, a notice for
new trial, motion for reconsideration does not affect this court's jurisdiction,
even if there is a notice of appeal on file, No.1; No.2, it was prematurely
filed. If we want to go that route, I will stipulate on the record now
that we'll withdraw the notice of appeal and refile it."
5 Two principal exceptions are a new trial request
(Neff v. Ernst (1957) 48
Cal.2d 628,633-634; Weisenburg v. Molina
(1976) 58 Cal.App.3d 478,486) and a
motion for judgment notwithstanding the verdict.
(Foggy V. Ralph F. Clark &
Associates, Inc. (1987)192 Cal.App.3d
1204, 1213.)
OPINION:
Mendez Trucking, Inc., v. California Compensation Insurance Co.,
2nd Civ. B126064 Copyright © 2006. Clark Law Firm. All rights reserved. |